Category: Money tips Release Date: 2007-03-13
The stock market "black mouth" kill them. So, how to identify the "black mouth" mean? Commission issued from January 1, 2006 implementation of the "membership-based Securities and Investment Advisory Business Management Interim Provisions" (hereinafter referred to as the "Interim Provisions") will undoubtedly bring a pair of eye of investors. Because the "Interim Provisions" is not only regulate the securities investment consulting agency codes of conduct, and it is more a "black mouth" of the "magic mirror." There is such a "magic mirror" in hand, "five-measure" within the "black mouth" prototype exposed.
The first one, to see whether "listing management." In accordance with "Interim Provisions" requirement, membership-based organizations to carry out a membership business, should occur in the relevant section and business premises to eye-catching way publicity or full name of Notified Body and business credentials numbers, names of persons involved in part of practice and qualification certificate number. If there is no "business listing", then their identity suspicious.
The second measure to see if they recruit off-site members. Remote members because of complaints that there are great difficulties, to the "black-billed consultation" an opportunity to exploit this, "Interim Provisions" has a clear prohibition. Therefore, once a field advisory bodies or personnel ask you to become a member, then their identity will be very suspicious.
The third measure to see how the contract. First, the format of the contract should be a unified printed; Second, the contract should contain complaints home telephone, pay special bank accounts, account number, username and a Bank; third, the risk of the contract home with eye-catching tips: "The company committed to providing professional services, not promise to investors to obtain investment returns, or return on investment and investors agree to share or contribute to an investment loss "and" market risk, the investment need to be cautious "; Fourth, did not sign a written contract before the consulting services do not charge fees to investors. If inconsistent, investors should be his or her identity with the "black mouth" or not.
The fourth tactic, to see whether the "Recommended dark horse" or to boast. "Interim Provisions" Prohibition of membership-based organizations and their personnel to carry out a membership in the business to a "dark horse recommend" express or implied by such means as an investor will have access to investment income, or "free gift shares" and other marketing methods to attract business; with exaggerated, false name sectors such as the way performance is not practical, inducements advertising and marketing activities; or direct valet operations, or with the customer agreed to share investment income or the share of investment losses. Any breach of these acts are of a "black mouth" Without doubt.
5th move to see the attitude of its handling of customer complaints. For the customer's complaint, the "black mouth" who have often taken the prevarication approach. To this end, "Interim Provisions" clearly stipulates that membership-based organizations should set up specialized departments and personnel in an independent handling customer complaints; for complaints received by the relevant bodies should be disposed of before the end of the month. Therefore, if your complaint is not disposed in time, but the practice of relevant bodies of prevarication; or in your complaint is not handled before the end of the month following the results, then you need to have with the "black mouth" together.
