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Data:2009-12-12 2:34
Tipsã€?ã€Risk
â–?The Company committed to good faith to provide professional services to investors in investment income will not promise not to share with investors agreed to share investment gains or investment losses.
â–?market risks, investors need to be cautious.
Company Address:
Complaint Phone:
Branch Address:
Tel: Complaint Phone:
Dedicated account service charges Inquiries�(already filed with securities regulatory bureaus)
Account name: Account number:
Bank:
Securities and Investment Advisory Member Services Contracts
Party A: (securities investment consulting firm)
Legal representative:
Securities investment consulting business qualification certificate number:
Address: Zip code:
Tel:
Party B: (Individual)
ID Number: Phone:
Address: Zip code:
Party B: (body)
Corporate registration number:
Legal representative:
Address: Zip code:
Tel:
According to the "PRC Securities Law," "The People's Republic of China Contract Law", "Interim Measures for Securities Investment Consulting & Management" and "membership-based Securities and Investment Advisory Business Management Interim Provisions" and other relevant laws, regulations, and the Securities Association of China (hereinafter said the Association), the relevant self-regulatory rules, A, B and the two sides of equality, voluntariness, the principle of good faith on the Party A to Party B to provide securities investment advisory services on the signing of this contract.
The two sides affirmed that the first chapter
The first Department of China Securities Regulatory Commission approved the Party's securities investment consulting professional bodies; equipped to provide membership-based Securities and Investment Advisory services, the necessary conditions and professional competence.
The second B Department of legitimate investors in the securities market; aware of stock market risk, to inform Party A "risk prompted" industry has been clear; have carefully read all the provisions of this contract, and an accurate understanding of its meaning.
Article III A, B and the two sides comply with the relevant laws and regulations, do not use this contractual relationship to engage in any illegal violations.
Chapter services and methods
Article IV Party A to Party B to provide services, services include: securities investment information, analysis, forecast or advice, research results and operational recommendations for individual stocks. Services include: (example: the Shanghai and Shenzhen Stock Exchange trading varieties, the Fund ... ...).
Article V Party B to provide services to the adoption of the following ways: (example: cell phone text message or fax, telephone, e-mail, software, on-site guidance, etc.), non-provision of services by other means.
Chapter III of the rights and obligations of Party A
Party spirit of Article VI of diligence, honesty and trustworthiness of the principles for Party B to provide professional, paid services.
Article VII of the Party have the right to provide collection services and contract consulting services, and enjoy the results of research and analysis provided by intellectual property rights.
Party A to Party B of Article VIII provides securities to buy, sell recommendations for reference purposes only Party B, Party B does not bear the investment losses.
Article IX Party B can not act directly involved in securities investment, and Party B shall not agree to share B share securities investment gains or losses.
Article Party to ensure the services they provide content related to under and after reasonable proof, non-false, one-sided and misleading statements.
Article XI of the service to protect the relationship between Party A and Party B knows about the property status and other personal privacy.
Chapter IV of the rights and obligations of Party B
Article XII of Party A Party B to become a member and enjoy the Party to provide professional services.
Article XIII B based on independent judgments to decide investment in securities, bear the investment losses.
Article XIV Party B shall not be entered into revenue sharing securities investment, the loss-sharing agreement.
Article XV Party A Party B shall provide research and analysis findings or recommendations leaked to any third person.
Article XVI B payment under the contract consulting services.
Chapter V consulting services
Article XVII Party A Party B shall pay the Securities and investment advisory services fees, total cost of RMB (uppercase) yuan entire (digital lowercase).
18th Party B shall be the signing of this contract within three days from the date of payment of consulting services. Paid by way of remittances should be make payable to the contract home consultation service charges specified in special accounts.
Chapter VI period of service
19th Article of the contract period of service, since the cost of advisory services to Party B received the next day is counted.
Chapter VII of the force majeure
Diershitiao Party can not predict or can not for the control of equipment failures, communication failures, and other human service interruption caused by force majeure circumstances, Party A is not liable, but it should force majeure incidents as soon as possible to inform the B and B was asked to provide relevant supporting documents.
Chapter VIII of the Settlement of Disputes
Where the implementation of Article XXI of this contract have occurred or all disputes relating to this contract, both A and B should be resolved through friendly consultations in good faith. If consultation fails, may apply for mediation by the Association, the mediation fails or does not comply with the mediation provisions of the Association shall be the first species of the following ways:
(A) to the Arbitration Committee for arbitration in accordance with the Arbitration Rules will be in force for arbitration. Arbitral award is final and binding on both parties. The burden of the arbitration fees by the losing party.
(B) to the competent court.
Article Twenty-dispute process, in addition to being part of the trial, the contract will continue to implement other parts of any party due to a dispute shall not intentionally damage or malicious slander the other party shall not coercion, inducement, intimidation the other party shall not interfere with and destroy each other's work, study and life, if the breach of the terms must be paid to each other at double the money involved in this contract, the liquidated damages.
Entry into force of Chapter IX of the contract, change and termination of
23rd Article of this contract signed by both parties (Seal) to enter into force, termination of service expires. Discussion and agreement by both parties, the contract may be terminated prematurely.
24th after the commencement of the signing of this contract, if the relevant laws, regulations and industry regulations have been amended terms and conditions of this contract involved the revised laws and regulations in accordance with the new implementation, but other content of the terms and conditions remain in force. If this contract and the new laws and regulations in a serious departure from the parties an obligation to reflect the essence of the original contract based on the changes in this contract, or re-sign a contract.
25th of A and B upon the agreement of both parties, you can modify this contract.
If this article is willing to 26th party to the contract renewal, you must obtain before the expiration of this contract the other party agreed to re-sign service contracts.
27th Article of this Agreement a duplicate, A and B both sides armed with a, have the same legal effect.
Party A: (Securities Investment Consulting Company) B:
Signature (Seal): Signature (Seal):
Signed Date: Date signed Date: Date
