Category: Money tips Release Date: 2007-03-26
Although the "membership-based Securities and Investment Advisory Business Management Interim Provisions" Since January 1, 2006 has been promulgated and implemented, there is still a lot of complaints continued to occur. In my opinion, the reason for the cause of such phenomenon, in addition to individual membership-based advisory services to the normative functioning of the institutions themselves could be improved, but also with membership-based advisory services to investors to excessive expectations. Faced with the current membership-based advisory services to the supply of and demand for services between the embarrassing situation, but also the need for consulting services for investors to accept the following six areas need to filter.
First, the initial investors. Just enter the stock market's initial investors, the securities market should be more experience and take advantage of the way read books and newspapers to understand the stock market development situation, and make the necessary actual combat operations, and thus accumulated investment experience. Through its investment in actual combat, combined with membership-based advisory services, thereby making investment comparison, analysis, and consulting services to make whether to accept psychologically prepared in order to avoid blind acceptance of membership-based advisory services to suffer undue losses.
Second, the hold-up deep to regain the investment losses. Lock-deep to regain the investment losses, who often turn to membership advisory services. As the saying goes, unrealistic hope that the greater the greater the disappointment. Investment, too, is needed is a sense of balance. Membership-based advisory services on investment and better profits, of course, can not avoid the risk of investment, but also the face of reason. Therefore, when investors choose membership advisory services, the more the risk of preparation is necessary.
Third, investors cautious in the selection commission will finance advisory services to membership. Trust management should be both a voluntary act. Whether written or oral agreement, both sides expressed autonomy. Both the loss and risk and the risk of self-consciousness are inseparable. Membership-based advisory services and general trust management have substantially different and significant differences between the services. Blindly use an analogy, it will generate more investment risk.
Fourth, membership-based advisory services linked to contributions and investment earnings should also be careful selection of the investor. Some investors will charge the cost of investing in stocks, as the practice is not desirable. In fact, even if the membership-based advisory services provide a stocks investment information to investors is still a proposal and the right to choose does not constitute a substantial investment advice, investors should carry out the necessary risk identification, recognition of membership-based advisory services to promote and evaluate the securities information, and membership-based advisory service does not exist in any form and content of interests. This should be a membership-based advisory services to select investors who can not be ignored.
Fifth, acceptance of membership-based advisory services to the process of once again suffered the loss of investor choice should think twice before they act. Accept the membership of advisory services, will only make investors in the investment in the detours, they can not solve all the problems, but can not guarantee investment returns. Investors In an interview before the membership-based advisory services must be right that they have a correct assessment. Is the aim of studying the attitude or the attitude of the transaction, to determine membership-based advisory services will play a positive role. Of course, investors suffered investment losses of reason does not exclude non-standard membership-based advisory services organization deliberately induced behavior.
Sixth, the risk and legal awareness of weak investors. Accept the membership of advisory services, investment in the initiative will not only not weakened, but should be strengthened. Some investors, signed a consulting services contract, paid the relevant contributions, but it has taken a passive way to receive information, purchase-related securities message while turning a blind eye, enjoying the variety of categories such as fixed-income return on investment. But the unpredictable stock market, stock price change volatility, tend to make this part of investors to miss a good investment opportunity and suffer. Accordingly, investors and membership-based advisory services to conduct regular interaction and communication of information is necessary. Particularly in the activist, the membership-based advisory services to institutional follow-up tracking and services for investors to collect the evidence necessary to safeguard their rights even more important. Therefore, investors in the signing of membership-based advisory services contract, the follow-up linkage services, consulting services of communication should be to address conflicts and disputes should not be overlooked aspect, but also membership-based advisory services in the most important part, it should be cause enough attention.
