Category: Money tips Release Date: 2006-05-09
"Membership Securities Investment Consulting Business Management Interim Provisions" on January 1, 2006 formally implemented. It should be said, which regulate the order of advisory services to institutional members, and seriously the practice of consulting service personnel will play a positive role. However, constraints and norms alone securities investment advisory services to institutions themselves, we can not completely solve the risk consulting services in question. The key is also needed to do a qualified investor advisory services to members, so as to avoid the risk of investment taking place.
First of all, first conduct a pre-service training. Willing to become members of advisory services to institutional investors, while accepting the consulting services, you should first do a good job related to training. And in accordance with their needs, choose to accept or receiving advisory services to guide the operation of a specific strategy for service, there is a big difference between the two. Only received counseling services related knowledge training, the smaller the corresponding degree of risk, and accept the specific operational guidance, the risk will increase. Thus, while accepting the services of consulting services, based upon the individual's investment preferences and risk selection member is necessary.
Secondly, personally conduct site inspections. Investment is a personal matter, to accept membership-based advisory services, ranging from financial management so entrusted. Investors to become a member before the first having to learn on-site investigation is very necessary. In particular through field trips, learn more about the advisory services of social credibility, advisory services, quality, customer complaints and other conditions for the selection of advisory services to do first-hand preparation.
Third, the contract carefully, clearly the rights and obligations of both parties. Member Services contract, agreed services on both sides. What kind of investor advisory services, and what kind of consulting services to achieve results, how to carry out consulting services, consulting services during the dispute and disputes how to do, should be carried out in consultation with service contract expressly agreed. Side of the unauthorized breach of contract are likely to cause damage to the interests of the other party. Therefore, the advisory services and risk between members is not only a constraint relationship, but also a harmonious relationship between the services.
Finally, should bear the investment risks. Investors received advisory services advisory services, nor is it installed the "insurance lock" access to high-yield investors eat the "assurance." Because the "Securities Act" on advisory services advisory services have done a more stringent act provisions. Advisory services to institutions in the system within a limited range of services, it is impossible to meet the service requirements of all investors. Investment securities risk, receive consulting service bodies can only reduce the risk and can not completely avoid the risk does not occur. The key is that investors who received counseling services on how to manage the risks.
In short, as long as the investors to participate in advisory services done enough homework in order to obtain consulting services in the initiative to become a qualified member.
