Category: Money tips Release Date: 2006-06-16
Non-listed equity trading in the current system is imperfect, and lack of laws and regulations in cases where investors to participate in non-listed equity trading, or should be to prevent the main.
First, the extent possible, field trips and research. The current non-listed equity trading, investors access to information complex and fragmented, with friends and family informed, there are notice through the media to understand, but also marketing personnel on-site service, more use of telephone, SMS and other means of communication anonymity to visit . In these ways, only an indirect non-listed equity firms to understand the specific circumstances, it is prone to missing information or missing, more vulnerable to misleading. Therefore, investors choose non-listed equity trading, we must uphold the principle of field trips, and as far as possible non-listed equity options Tongcheng trading company.
Second, learn to cf equity transactions of listed companies to streamline processes. Limited equity transactions, it is precisely because there are "listed" and "listing" of the points, only to non-listed equity trading, whether it is in the information disclosure and transaction process on both the closed and there is a certain asymmetry, but also so that non-listed equity investors are not informed of the company's overall information losses. However, with the normative standards of listed companies compare trading systems, will be played a certain extent to prevent and resolve non-listed equity trading risks.
Third, the non-listed equity firms commissioned by an agency of social integrity should not be ignored. Non-listed equity firms tend to employ a certain degree of intermediary service organizations to finance strategic planning and marketing campaign. These in order to earn fees and spreads for the purpose of intermediary companies, how their social integrity, is there a certain degree of social influence, is not a legitimate business license, it is decided to non-listed equity trading objective and impartial nature of the key. Therefore, equity investors to understand the non-listed companies and their agents intermediaries industry and commerce, taxation, bank credit degree, it is very important.
Fourth, approval of non-listed shares of the company's document should be granted full confirmation. Non-listed equity companies "listed", especially "overseas listing" After all, there is a process, not overnight. In this regard, the Government and the views of national regulatory authorities are particularly important. Therefore, the mere "one see the words" or "a piece of paper" blindly participate in non-listed equity trading, also face great risks. Therefore, the understanding of non-listed equity stake in the company release, fund-raising sources, financial trusteeship system and so on, consult the relevant lawyers to solicit the views of the relevant departments is essential.
Fifth, pay attention to the non-listed equity trading contracts, agreements. For the purchase of non-listed equity investors, will pay the amounts in the corresponding "warrants," while accepting the transfer of non-listed equity investors, will be facing a "equity transfer contract" entered into the problem. Investors pay attention to grasp the "stock certificate" the process of handling and "equity transfer contract" in the set, would be for "stock certificate" illegal and non-listed equity holders of non-integrity and investor information on the weaknesses and blind spots suffered loss. Therefore, the non-listed equity trading normative, for a smooth conduct of non-listed equity trading, will play a positive role.
Sixth, the holders of non-listed equity, should also pay attention to safeguard their rights and interests of shareholders. The new "Company Law" and "Securities Law" gives access to non-listed equity shareholders of the articles of incorporation, the shareholders register of financial and accounting reports, board resolutions and other rights, as well as non-listed equity firms act against the interests of shareholders and management of violations of law have a direct right of action and derivative right of action. As a non-listed equity shareholders of the company always pay attention to dynamic changes, and actively exercise their due rights and interests of shareholders in order to truly safeguard their rights on the initiative, in order to avoid non-listed equity holders of the occurrence of uncertain risks.
